Unclaimed
Russell Dipaola is a financial professional with experience in the securities industry. Russell is currently registered with Nuveen Securities, LLC and is licensed to provide investment advice in 53 states and territories. Russell has a background with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/23/2020 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
08/31/2018 - 07/01/2019
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 10/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Russell Dipaola is the right advisor for you? Invested Better is here to help.