Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Garcia is a financial professional with over 23 years of experience in the industry. Russell has a broad range of experience, having worked with several firms including Charles Schwab & Co., Inc. and TD Ameritrade, Inc., prior to joining LPL Financial LLC. Russell is a Series 7, Series 52, and Series 63 licensed representative. Russell holds the SIE, General Securities Representative, and Municipal Securities Representative certifications. Russell's expertise encompasses a wide range of financial services, including investment advice and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/20/2023 - Present
LPL Financial LLC (OLYMPIA WA)
AZ
08/25/2017 - 01/03/2024
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
NE
07/26/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
AZ
03/09/2011 - 07/28/2017
COLE CAPITAL CORPORATION (PHOENIX AZ)
AZ
09/07/1999 - 12/31/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
MI
09/17/1998 - 02/24/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 08/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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