Unclaimed
Russell Walton is a financial professional who has been in the industry since December 9, 2013. He is currently registered with Northwestern Mutual Investment Services, LLC in Lincoln, Nebraska. Russell Walton has a Series 6, Series 63, and Series 7TO licenses. He is licensed in 33 states. Russell Walton specializes in Investment Research; Referrals to Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NE
12/10/2013 - Present
Northwestern Mutual Investment Services, LLC (LINCOLN NE)
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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