Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Rivera is a financial advisor with over 20 years of experience in the industry. Russell currently works at Cambridge Investment Research Advisors, Inc., where they provide financial planning and investment advice services to individuals, families, and businesses. Prior to joining Cambridge, Russell worked at APB Financial Group, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman Sachs Execution & Clearing, L.P., and Spear, Leeds & Kellogg Specialists LLC. Russell holds licenses for both Broker-Dealer and Investment Advisor activities. They have a broad array of experience including portfolio management, securities trading, and insurance. Russell's focus is on meeting the needs of clients and building long-lasting relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
04/19/2021 - Present
Cambridge Investment Research Advisors, Inc. (New York NY)
NY
08/17/2009 - 04/15/2013
APB FINANCIAL GROUP, LLC (NEW YORK NY)
NY
08/19/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/16/2000 - 04/24/2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
02/07/2001 - 08/09/2001
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/02/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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