Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Conner Ashcraft is a financial professional with over 20 years of experience in the industry. Currently, Russell is registered with HSBC Securities (USA) Inc. in the state of New York. Prior to HSBC Securities (USA) Inc. Russell has held positions at Standard Chartered Securities (North America) Inc., RBS Securities Inc., ABN AMRO Incorporated, ING BARINGS LLC, ING BARING (U.S.) SECURITIES, INC. and J.P. MORGAN SECURITIES INC. Russell specializes in providing asset allocation recommendations and selecting other advisors to manage assets based on client approval.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/13/2011 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/25/2009 - 06/08/2011
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
CT
11/12/2008 - 06/22/2009
RBS SECURITIES INC. (GREENWICH CT)
CT
10/03/2007 - 11/14/2008
ABN AMRO INCORPORATED (GREENWICH CT)
NY
07/01/1998 - 03/14/2001
ING BARINGS LLC (NEW YORK NY)
NY
06/09/1997 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
01/29/1993 - 06/13/1997
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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