linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Russell Chifun Kwok

Morgan Stanley & Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Russell? Claim Your Profile

About Russell Chifun Kwok

Russell Chifun Kwok is a financial professional with over 17 years of experience in the industry. Russell is currently registered with Morgan Stanley & Co. LLC, and is licensed in all 50 states. Russell's previous experience includes roles at Morgan Stanley and J.P. Morgan Securities LLC. Russell holds Series 3, 7 and 63 licenses, as well as the SIE exam.

Firm Information

Russell Kwok is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Russell Kwok’s Registration & Firm History

CA

03/04/2019 - Present

Morgan Stanley & Co. LLC (Los Angeles CA)

CA

06/24/2014 - 03/12/2019

MORGAN STANLEY (LOS ANGELES CA)

CA

11/30/2016 - 05/16/2017

MORGAN STANLEY & CO. LLC (LOS ANGELES CA)

CA

12/21/2006 - 07/10/2014

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

Not sure if Russell Chifun Kwok is right for you?

Licenses & Designations

BC

Issued 03/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2008

Series 3 - National Commodity Futures Examination

BC

Issued 12/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Russell Chifun Kwok.
Not sure if Russell Chifun Kwok is right for you?