Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Carpenter is a financial professional registered with Moelis & Co. LLC in California. Russell is currently registered with FINRA, and holds Series 7TO, SIE, and Series 79 licenses. Russell's career in the financial industry began on August 4, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/05/2017 - Present
Moelis & Co. LLC (LOS ANGELES CA)
BC
Issued 03/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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