Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Carl Lichty is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Russell has been working in the industry since 2000. Russell is a licensed agent in Arizona, California, Colorado, Idaho, Montana, Nevada, Oregon, Pennsylvania, Texas and Washington. Russell is also registered with the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), and Uniform Combined State Law Examination (Series 66). Russell provides investment advice to individuals, families and businesses. Russell specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WA
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Bothell WA)
WA
08/27/2010 - 10/10/2019
FSC SECURITIES CORPORATION (MUKILTEO WA)
WA
11/03/2006 - 11/09/2009
D.A. DAVIDSON & CO. (EVERETT WA)
WA
06/18/2001 - 11/06/2006
WELLS FARGO INVESTMENTS, LLC (EVERETT WA)
SC
12/13/2000 - 06/15/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 02/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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