Unclaimed
Russell Harris is a financial advisor based in Glendale, Arizona. Russell has been working in the financial services industry since 1995. Russell is currently registered with Cambridge Investment Research Advisors, Inc. Russell has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and state and municipal government entities. Russell provides financial planning, investment advice, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
03/07/2022 - Present
Cambridge Investment Research Advisors, Inc. (Glendale AZ)
AZ
04/05/2010 - 04/01/2022
FIRST FINANCIAL EQUITY CORPORATION (Glendale AZ)
AZ
10/05/2009 - 03/22/2010
AMERIPRISE FINANCIAL SERVICES, INC. (SUN CITY AZ)
AZ
09/06/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SUN CITY AZ)
MO
12/03/1997 - 09/21/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
08/05/1997 - 11/21/1997
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
MI
11/07/1995 - 07/24/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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