Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Broda is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Russell has been in the financial services industry since 1986. Russell holds the Series 3, 6, 7, 24, and 63 licenses. Russell is also a Certified Financial Planner. Russell works out of the Atlanta, GA office of Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
10/02/2020 - Present
Wells Fargo Advisors Financial Network, LLC (ATLANTA GA)
GA
02/13/2009 - 10/02/2020
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
GA
01/02/2002 - 03/09/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
02/03/1995 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
04/16/1986 - 02/06/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/09/1985 - 12/05/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 02/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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