Unclaimed
Russell Brent Herndon is a financial advisor with over 50 years of experience in the industry. Russell is a registered representative with Herndon Plant Oakley, Ltd. and is licensed to provide financial advice in 34 states. Russell has a diverse background and expertise in various areas, including financial planning, portfolio management for businesses and individuals, and selection of other advisors. Russell has previously held positions at Dain Rauscher Incorporated, Rauscher Pierce Refsnes, Inc. and Rotan Mosle Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/21/1998 - Present
Herndon Plant Oakley, Ltd. (CORPUS CHRISTI TX)
NY
03/02/1998 - 10/09/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
09/16/1985 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
02/15/1977 - 09/27/1985
ROTAN MOSLE INC.
NA
05/01/1970 - 03/04/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 08/04/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 04/24/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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