Unclaimed
Russell Bernard Baldrick is an active investment advisor representative and a registered representative with J.p. Morgan Securities LLC, having joined the firm in April 2021. Russell previously worked at Deutsche Bank Securities Inc. from October 2020 to May 2021. Russell has been in the industry since December 2020 and is licensed in 53 states including New York, where Russell is also an active investment adviser. Russell holds the Series 7TO, Series 79TO, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/16/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NY
10/30/2020 - 05/04/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IA
Issued 01/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Russell Baldrick is the right advisor for you? Invested Better is here to help.