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Russell Anthony Ruffino

Anico Financial Services, Inc.

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About Russell Anthony Ruffino

Russell Anthony Ruffino has been in the financial services industry since July 26, 1996. Russell currently is registered with Anico Financial Services, Inc. and is located in Galveston, Texas. Previously, Russell was associated with GWFS Equities, Inc., AIG Capital Services, Inc., American General Distributors, Inc., Futureshare Financial LLC, Conseco Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.

Firm Information

Russell Ruffino is currently registered with Anico Financial Services, Inc.. Anico Financial Services, Inc. is a Corporation formed on December 21, 2010. The firm is registered in 18 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Ruffino’s Registration & Firm History

TX

05/30/2018 - Present

Anico Financial Services, Inc. (GALVESTON TX)

CO

10/17/2014 - 09/29/2016

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

TX

06/28/2013 - 08/27/2014

AIG CAPITAL SERVICES, INC. (HOUSTON TX)

TX

07/29/2002 - 06/28/2013

AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)

NJ

12/05/2001 - 05/13/2002

FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)

IN

10/02/1995 - 12/05/2001

CONSECO SECURITIES, INC. (CARMEL IN)

MA

07/14/1994 - 09/20/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/14/1994 - 09/20/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/13/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell Anthony Ruffino.
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