Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Anthony Rabito is a financial advisor currently registered with UBS Financial Services Inc. Russell has been a registered professional in the securities industry since December 1977, and has been with UBS since August 1994. Russell is licensed to provide financial advice in 40 states and the District of Columbia. Prior to UBS, Russell worked for Oppenheimer & Co., Inc., L. F. Rothschild, Unterberg, Towbin, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Russell has a wide range of experience in the financial industry, including providing financial planning, portfolio management, and pension consulting services. Russell also holds the Series 31, Series 5, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
08/12/1994 - Present
UBS Financial Services Inc. (Scarsdale NY)
NY
08/29/1986 - 09/23/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/25/1982 - 09/15/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
11/27/1979 - 06/21/1982
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 12/05/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 11/26/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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