Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Alan Smith is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Regal Investment Advisors LLC in Canyon Lake, CA and is a Registered Representative of the firm. Prior to joining Regal Investment Advisors, Russell worked with CETERA Financial Specialists LLC in Schaumburg, IL. Russell has a strong background in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. Russell is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
CA
01/11/2021 - Present
Regal Investment Advisors LLC (Canyon Lake CA)
CA
07/08/2003 - 01/30/2017
CETERA FINANCIAL SPECIALISTS LLC (CANYON LAKE CA)
GA
08/16/1995 - 07/08/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
04/08/1991 - 08/16/1995
CORPORATE BENEFIT SECURITIES, INC. (MISSION VIEJO CA)
NA
11/30/1985 - 03/21/1991
GAF FINANCIAL AND INSURANCE SERVICES
NA
10/16/1984 - 03/05/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
07/29/1983 - 11/17/1986
PRINCOR FINANCIAL SERVICES CORPORATION
BC
Issued 10/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1985
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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