Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Alan Johnson has been in the securities industry since 2004 and is currently a registered representative with Capital ONE Securities, Inc., which has a branch office located in Houston, TX. Russell has extensive experience in the financial services industry, having worked for Barclays Capital Inc. and Deutsche Bank Securities Inc. Russell is a licensed Series 7, Series 24, Series 63 and Series 79TO representative, and is registered in several states including, but not limited to, California, Florida, Texas, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/04/2013 - Present
Capital ONE Securities, Inc. (HOUSTON TX)
TX
08/04/2008 - 06/07/2013
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
11/26/2004 - 08/06/2008
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
BC
Issued 05/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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