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Russell A Andrews

Tcfg Investment Advisors, LLC

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About Russell A Andrews

Russell A Andrews is a Managing Director at Tcfg Investment Advisors, LLC. Russell has been in the financial services industry since 1987 and has a wide range of experience in financial planning, portfolio management, and insurance. Russell is registered with the Financial Industry Regulatory Authority (FINRA) and has been recognized as a top financial advisor by various publications.

Firm Information

Russell Andrews is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Russell Andrews’s Registration & Firm History

CA

04/09/2020 - Present

Tcfg Investment Advisors, LLC (LAGUNA NIGUEL CA)

CO

04/13/2015 - 01/03/2020

FIRST FINANCIAL EQUITY CORPORATION (Snowmass Village CO)

CO

02/05/2009 - 04/16/2015

AMERIPRISE FINANCIAL SERVICES, INC. (BASALT CO)

CO

09/02/2005 - 02/12/2009

RBC CAPITAL MARKETS CORPORATION (ASPEN CO)

NY

05/02/1994 - 09/08/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NC

01/01/1991 - 05/18/1994

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NA

01/30/1990 - 01/01/1991

BUTCHER & SINGER INC.

NY

08/20/1987 - 02/02/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/13/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1995

Series 3 - National Commodity Futures Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Russell A Andrews. Review regulatory record here.
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