Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russ? Claim Your ProfileRuss Brian Schwartz is a financial advisor with Stifel, Nicolaus & Company, Inc. Russ has been in the financial industry since December 1996. Russ is registered to provide investment advice in 25 states and has a Series 7, 31, and 63 license. In addition to providing investment advice, Russ also offers financial planning, educational seminars, pension consulting, and selection of other advisors. Russ has been associated with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/17/2018 - Present
Stifel, Nicolaus & Company, Inc. (HACKENSACK NJ)
NJ
01/01/2008 - 08/20/2018
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NJ
09/10/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ORADELL NJ)
NY
12/24/1996 - 10/06/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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