Unclaimed
Ruslan Levin is a financial professional with over 20 years of experience in the securities industry. Ruslan is currently registered with Glendale Securities, Inc. in California. Ruslan has held previous positions with various financial institutions including National Planning Corporation, National Clearing Corp., J. P. Morgan Invest, LLC, Dreyfus Brokerage Services, Inc., TD Waterhouse Investor Services, Inc. and InterFirst Capital Corporation. Ruslan is a Series 7, 24, 55, 63 and SIE licensed professional. Ruslan is also a Series 4 and Series 57TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/26/2018 - Present
Glendale Securities, Inc. (SHERMAN OAKS CA)
CA
08/25/2004 - 02/13/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
02/10/2004 - 09/09/2004
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
MA
05/30/2002 - 09/04/2003
J. P. MORGAN INVEST, LLC (BOSTON MA)
CA
10/04/2000 - 06/07/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NE
04/01/1999 - 09/21/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
12/14/1998 - 03/23/1999
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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