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Rushi Yogendra Amin

Finalis Securities LLC

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About Rushi Yogendra Amin

Rushi Yogendra Amin is a securities professional with experience in the financial services industry. Rushi Amin is currently registered with Finalis Securities LLC and has a Series 79TO, Series 63, and SIE license. Rushi Amin previously worked at Boenning & Scattergood, Inc., where Rushi Amin was registered from 5/2/2022 to 7/29/2022. Rushi Amin is currently licensed in Pennsylvania.

Firm Information

Rushi Amin is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rushi Amin’s Registration & Firm History

NY

09/26/2022 - Present

Finalis Securities LLC (New York NY)

PA

05/02/2022 - 07/29/2022

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 07/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rushi Yogendra Amin.
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