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Ruquiyah M Gillens

Pershing LLC

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About Ruquiyah M Gillens

Ruquiyah M. Gillens is a financial professional with over eight years of experience in the industry. Ruquiyah has held several positions in the financial services industry, including roles at PERSHING ADVISOR SOLUTIONS LLC and Charles Schwab & Co., Inc.. Ruquiyah currently works as a registered representative at Pershing LLC in Lake Mary, Florida. Ruquiyah holds the Series 7, Series 63 and SIE securities licenses and the Series 99TO operations professional license. Ruquiyah is registered in Florida and New Jersey.

Firm Information

Ruquiyah Gillens is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ruquiyah Gillens’s Registration & Firm History

FL

11/17/2021 - Present

Pershing LLC (LAKE MARY FL)

FL

11/03/2017 - 02/07/2024

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

FL

11/05/2015 - 10/23/2017

CHARLES SCHWAB & CO., INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 12/22/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ruquiyah M Gillens.
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