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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruperto? Claim Your ProfileRuperto Roman Jr is an Investment Advisor Representative with Cetera Investment Advisers LLC. Ruperto Roman Jr has been in the industry since May 21, 2007 and has experience with PFS Investments Inc. Ruperto Roman Jr is registered in Florida and has several industry licenses including Series 6, 62, 63, 65, and 26. Ruperto Roman Jr also holds a SIE license. Ruperto Roman Jr is active in the industry and provides advisory services in several areas including financial planning, portfolio management for individuals, and selection of other advisers.
CORAL SPRINGS, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/11/2015 - Present
Cetera Investment Advisers LLC (CORAL SPRINGS FL)
FL
05/21/2007 - 06/02/2015
PFS INVESTMENTS INC. (WEST PALM BEACH FL)
IA
Issued 1/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 5/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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