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Rupert John McConnell

Citadel Securities LLC

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About Rupert John McConnell

Rupert McConnell is a financial professional with over 17 years of experience in the securities industry. Rupert is currently registered with Citadel Securities LLC. Prior to this role, Rupert held positions at Cutler Group, LLC, Traub Trading, LLC, and Cutler Group, LP. Rupert holds the Series 7, Series 45, Series 57TO and SIE licenses.

Firm Information

Rupert McConnell is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rupert McConnell’s Registration & Firm History

NY

02/17/2023 - Present

Citadel Securities LLC (New York NY)

CA

11/14/2011 - 02/14/2023

CUTLER GROUP, LLC (SAN FRANCISCO CA)

CA

02/01/2007 - 12/08/2011

TRAUB TRADING, LLC (SAN FRANCISCO CA)

CA

05/12/2005 - 01/03/2006

CUTLER GROUP, LP (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/31/1994

Series 45 - PCX Floor Broker Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rupert John McConnell.
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