linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rupert Fennelly

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rupert? Claim Your Profile

About Rupert Fennelly

Rupert Fennelly is a financial advisor registered with Barclays Capital Inc. in New York, NY. Rupert has been in the financial services industry since July 14, 2005 and is licensed to offer a variety of financial products and services including securities, futures, and options. Rupert has experience working with clients in a variety of investment and financial planning needs.

Firm Information

Rupert Fennelly is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rupert Fennelly’s Registration & Firm History

NY

06/15/2020 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

06/07/2019 - 10/30/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/15/2010 - 06/23/2017

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

04/22/2003 - 09/14/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/16/2002 - 04/24/2003

NYFIX TRANSACTION SERVICES, INC. (NEW YORK NY)

Not sure if Rupert Fennelly is right for you?

Licenses & Designations

BC

Issued 12/22/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 09/24/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/23/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/23/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2004

Series 3 - National Commodity Futures Examination

BC

Issued 03/03/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rupert Fennelly.
Not sure if Rupert Fennelly is right for you?