Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rupert? Claim Your ProfileRupert Cox has been in the financial services industry since 1997. Rupert is currently registered with Cantor Fitzgerald & Co. Rupert has passed the Series 63, Series 65, Series 7, SIE, and Series 99TO exams. Rupert was previously registered with BEAR, STEARNS SECURITIES CORP. and BEAR, STEARNS & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/04/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
09/15/2003 - 08/27/2008
BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)
NY
09/16/1997 - 08/27/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/02/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2019
Series 99TO - Operations Professional Examination
BC
Issued 02/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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