Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rupal? Claim Your ProfileRupal Shah is a financial advisor registered with Prudential Investment Management Services LLC. Rupal has been in the financial services industry since December 5, 2011. She is licensed in the state of New Jersey and 52 other states. Rupal holds the Series 3, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/05/2014 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
12/24/2009 - 06/22/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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