Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rupal? Claim Your ProfileRupal Jhaveri is a financial advisor with over 20 years of experience in the industry. Rupal has held various roles at financial institutions such as Morgan Stanley DW Inc., Chevy Chase Financial Services, Capital One Investment Services LLC, and Citigroup Global Markets Inc. Currently, Rupal is registered with Wells Fargo Clearing Services, LLC and provides investment advisory services to individuals and businesses. Rupal is licensed in multiple states and holds the Series 63, Series 65, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/15/2024 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
DC
11/21/2018 - 04/18/2024
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
VA
01/02/2015 - 05/02/2018
CAPITAL ONE INVESTING, LLC (McLean VA)
MD
04/27/2010 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (FREDERICK MD)
MD
03/08/2002 - 05/01/2010
CHEVY CHASE FINANCIAL SERVICES (BETHESDA MD)
NY
04/26/2001 - 11/28/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rupal Jhaveri is the right advisor for you? Invested Better is here to help.
