Unclaimed
Rupak Rajaram is a financial professional with experience in the securities industry. Rupak has passed the Series 63, Series 79, and SIE exams. Rupak is currently registered with Guggenheim Securities, LLC, and has been with the firm since June 10, 2019. Before joining Guggenheim Securities, LLC, Rupak was employed at DEUTSCHE BANK SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
08/31/2017 - 05/29/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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