Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruoqi? Claim Your ProfileRuoqi Xu is a securities professional with over five years of experience in the financial services industry. Ruoqi currently works at UBS Securities LLC, a leading investment bank and financial services company. Ruoqi has previously worked for UBS Financial Services INC and J.P. Morgan Securities LLC, where Ruoqi gained experience in a variety of financial services roles. Ruoqi Xu holds Series 63, SIE, Series 52 and Series 79 licenses and is registered in 52 states. Ruoqi is committed to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2021 - Present
UBS Securities LLC (New York NY)
NY
10/04/2019 - 07/29/2021
UBS FINANCIAL SERVICES INC. (New York NY)
NY
08/17/2015 - 05/09/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 11/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/17/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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