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Ruiyuan Zeng

Cetera Investment Services LLC

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About Ruiyuan Zeng

Ruiyuan Zeng is a financial professional associated with Cetera Investment Services LLC. Ruiyuan has two product exams: Series 7TO and SIE, both for the Broker-Dealer scope. Ruiyuan Zeng is currently registered with Cetera Investment Services LLC.

Firm Information

Ruiyuan Zeng is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ruiyuan Zeng’s Registration & Firm History

CA

08/02/2023 - Present

Cetera Investment Services LLC (PASADENA CA)

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Licenses & Designations

BC

Issued 08/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruiyuan Zeng.
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