Unclaimed
Rui Jin is a financial advisor registered with MML Investors Services, LLC in New York, NY. Rui has been working in the financial industry since November 15, 1994. Rui holds the Series 6, 7, 26, 63, and 66 licenses. Rui has worked with MetLife Securities Inc. and NYLIFE Securities LLC in the past. Rui is currently located at 2 Allen St, Unit 6A, New York, NY 10002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2016 - Present
MML Investors Services, LLC (New York NY)
NY
02/02/2010 - 07/07/2014
NYLIFE SECURITIES LLC (REGO PARK NY)
NY
11/20/1992 - 01/13/2010
METLIFE SECURITIES INC. (FLUSHING NY)
NY
11/20/1992 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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