Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruggero? Claim Your ProfileRuggero Enrico Borletti is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Ruggero has been working in the financial services industry since November 2000. Prior to joining Merrill Lynch, Ruggero was employed at UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. Ruggero's areas of specialization include securities, commodities, investment advisory, and other financial products. Ruggero is licensed to sell securities in Arizona, California, Delaware, Florida, Georgia, Illinois, Massachusetts, North Carolina, Ohio, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/30/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
11/21/2008 - 12/11/2017
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
CA
11/09/2000 - 11/25/2008
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
BOTH
Issued 10/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2000
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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