Unclaimed
Rufus Davenport has been in the financial services industry for over 20 years. Rufus is registered with Equitable Advisors, LLC and has previously worked with AXA Advisors, LLC, MML Investors Services, LLC, and other prominent financial institutions. Rufus holds a Series 7, Series 3, Series 63, and Series 66 license and has a strong understanding of the financial markets. Rufus specializes in working with individuals, corporations, and pension and profit-sharing plans to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/12/2023 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
03/26/2020 - 02/09/2023
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
09/08/2016 - 01/22/2020
AXA ADVISORS, LLC (WOODBURY NY)
NY
03/03/2015 - 03/24/2016
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
05/12/2006 - 09/26/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
10/10/2003 - 08/03/2004
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
04/20/2000 - 08/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/07/1996 - 03/23/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
03/24/1995 - 06/21/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
07/29/1992 - 01/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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