Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rufus? Claim Your ProfileRufus J. Baldwin II is a financial advisor with over 15 years of experience in the industry. Rufus is registered with J.P. Morgan Securities LLC and is licensed to provide financial advice in multiple states. Rufus is a Certified Financial Planner and has a strong track record of helping individuals and families achieve their financial goals. Rufus is dedicated to providing his clients with personalized financial advice and guidance. Before joining J.P. Morgan Securities, Rufus worked for Waddell & Reed, MetLife Securities Inc., New England Securities, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rufus’s previous experience in the financial services industry has equipped him with the knowledge and experience necessary to provide comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
05/08/2018 - Present
J.p. Morgan Securities LLC (ATLANTA GA)
GA
10/26/2015 - 05/08/2018
WADDELL & REED (ATLANTA GA)
GA
04/02/2013 - 11/10/2015
METLIFE SECURITIES INC. (ATLANTA GA)
GA
02/10/2009 - 04/04/2013
NEW ENGLAND SECURITIES (ATLANTA GA)
GA
04/19/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
07/18/2006 - 12/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 8/8/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 7/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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