Unclaimed
Rufus Ian Gruber is a financial professional with over 30 years of experience in the securities industry. Rufus is currently registered with Nylife Securities LLC in Westlake Village, CA. Rufus has passed the Series 6, Series 63 and SIE exams and is registered in California, Maryland, Oregon and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/15/1991 - Present
Nylife Securities LLC (WESTLAKE VILLAGE CA)
BC
Issued 12/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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