Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rudy? Claim Your ProfileRudy Pedraza is a registered representative with Harris Williams. Rudy has been in the securities industry since March 31, 2017. Rudy is registered with the state of Virginia and holds Series 7, Series 79TO, and SIE licenses. Rudy's previous employer was UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/22/2022 - Present
Harris Williams (RICHMOND VA)
VA
06/15/2021 - 08/17/2021
HARRIS WILLIAMS (RICHMOND VA)
GA
07/10/2015 - 08/25/2020
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
BOTH
Issued 07/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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