Unclaimed
Rudy Pimentel is a financial advisor with over 18 years of experience in the industry. Rudy is currently registered with KKR Capital Markets LLC and has been with the firm since July 2022. Prior to joining KKR Capital Markets LLC, Rudy worked at T. Rowe Price Investment Services, INC. from April 2017 to June 2022 and PIMCO Investments LLC from February 2011 to April 2016. Rudy is licensed in all states and has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/27/2022 - Present
KKR Capital Markets LLC (SAN FRANCISCO CA)
MD
04/10/2017 - 06/29/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
CA
02/14/2011 - 04/01/2016
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
10/08/2003 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BOTH
Issued 10/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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