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Rudy E Ariate

Transamerica Financial Advisors, Inc.

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About Rudy E Ariate

Rudy Ariate is a financial advisor with Transamerica Financial Advisors, Inc. Rudy is a registered representative in Arizona and has been in the industry since 1995. Rudy has a long history of experience with John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and World Group Securities, Inc. Rudy is a certified public accountant and provides financial advisory services to individuals and families in the Phoenix area. Rudy's professional background includes experience with insurance, social security, and accounting. Rudy holds both series 6 and 63 licenses.

Firm Information

Rudy Ariate is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rudy Ariate’s Registration & Firm History

AZ

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (PHOENIX AZ)

AZ

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (TUCSON AZ)

GA

10/21/1997 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

MA

10/09/1995 - 10/30/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

10/09/1995 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 08/11/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rudy E Ariate.
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