Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rudolph? Claim Your ProfileRudolph Claude Saint cyr is a financial advisor with Schwab Wealth Advisory, Inc. Rudolph has been a registered representative since 1993 and has experience working in the industry for over 30 years. Rudolph is licensed in several states including Florida, Texas, and New York. Rudolph has obtained the Series 7, Series 63, Series 66, Series 8, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
12/14/2020 - Present
Schwab Wealth Advisory, Inc. (ORLANDO FL)
MA
10/07/2004 - 12/16/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/07/2004 - 12/16/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
05/05/1995 - 07/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/12/1994 - 01/12/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
03/17/1994 - 06/09/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
05/03/1993 - 03/22/1994
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 04/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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