Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rudolph? Claim Your ProfileRudolph Chapman has over 10 years of experience in the financial industry. Chapman is currently registered with Safra Securities LLC as a Registered Representative. Previously, Chapman was employed by IDB Capital Corp., Scotia Capital (USA) Inc., SG Americas Securities, LLC and Newedge USA, LLC. Chapman has a Series 99 and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/25/2022 - Present
Safra Securities LLC (NEW YORK NY)
NY
02/11/2019 - 10/21/2022
IDB CAPITAL CORP. (NEW YORK NY)
NY
11/23/2015 - 01/25/2019
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
01/02/2015 - 11/11/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
02/22/2012 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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