Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rudolfo? Claim Your ProfileRudolfo Capobres is an investment advisor representative with Principal Securities, Inc. Rudolfo has been in the industry since 1995. Rudolfo is registered with the state of Pennsylvania. Rudolfo is also registered with FINRA and the state of Delaware, Iowa, New Jersey, and West Virginia. Rudolfo has passed the Series 6, Series 7, and Series 63 exams. Prior to joining Principal Securities, Inc. Rudolfo was affiliated with The Strategic Financial Alliance, Inc., Commonwealth Financial Network, Nationwide Investment Services Corporation, and Federated Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
06/05/2019 - Present
Principal Securities, Inc. (PITTSBURGH PA)
PA
04/10/2018 - 01/28/2019
THE STRATEGIC FINANCIAL ALLIANCE, INC. (McMurray PA)
PA
01/02/2014 - 04/06/2018
COMMONWEALTH FINANCIAL NETWORK (PITTSBURGH PA)
OH
04/04/2000 - 11/19/2013
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
PA
04/16/1993 - 04/17/1998
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 07/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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