Unclaimed
Rudolf Josef Bulis is a registered representative with Rabo Securities USA, Inc. in New York, New York. Rudolf has been in the securities industry since April 13, 2001. Rudolf holds FINRA Series 7, 24 and 63 licenses, as well as the SIE exam. Rudolf has been registered with the state of New York since November 30, 2006. Rudolf is also registered in Connecticut. Prior to joining Rabo Securities USA, Inc., Rudolf worked at Nomura Securities International, Inc. and BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2005 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
11/09/2000 - 05/03/2002
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/21/1998 - 11/08/2000
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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