Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rudolf? Claim Your ProfileRudolf Alexander Fernandez is an investment advisor representative at Robert W. Baird & Co. Inc. Rudolf has over 40 years of experience in the financial services industry. Rudolf is registered with the state of Texas as a Registered Investment Advisor and is also registered with the state of Florida. Rudolf is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
FL
04/18/2017 - Present
Robert W. Baird & Co. Inc. (Tampa FL)
WI
01/11/2002 - 08/18/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
FL
02/03/1993 - 08/21/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
01/10/1992 - 02/09/1993
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NJ
06/06/1989 - 01/15/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/01/1988 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/02/1986 - 02/04/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
03/23/1983 - 06/12/1986
E. F. HUTTON & COMPANY INC
BC
Issued 03/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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