Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rucong? Claim Your ProfileRucong Wu is an investment professional with over 17 years of experience in the financial services industry. Rucong has a broad range of experience, having worked at several firms, including HSBC Securities (USA) Inc., Citigroup Global Markets Inc., and Chase Investment Services Corp. Rucong currently works at J.P. Morgan Securities LLC as a registered representative. Rucong holds Series 6, 7, 63, and 65 licenses and the SIE certification. Rucong specializes in investment advisory services, portfolio management, and financial planning for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/12/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/26/2010 - 03/01/2013
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
11/11/2008 - 05/19/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/12/2007 - 10/30/2008
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
07/19/2007 - 12/05/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
04/02/2007 - 07/09/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
NY
06/16/2005 - 04/10/2007
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NJ
02/22/2005 - 05/24/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 01/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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