Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruchi? Claim Your ProfileRuchi Chopra is a financial professional with over 20 years of experience in the industry. Currently registered with Mizuho Securities USA LLC, Ruchi has a strong track record of providing clients with comprehensive financial advice. Previously, Ruchi was affiliated with Goldman, Sachs & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ruchi holds the Series 7, Series 99TO and SIE licenses, demonstrating her commitment to maintaining a high level of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/12/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/10/2005 - 07/07/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/12/2002 - 07/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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