Unclaimed
Ruby Roscioli is a financial advisor with over 20 years of experience in the financial services industry. Ruby has been a registered representative with Vanguard Marketing Corp. since 2011. Ruby is licensed to sell securities in Pennsylvania. She holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/14/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
10/22/1999 - 05/07/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
11/20/1998 - 08/18/1999
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
BC
Issued 04/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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