Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rubi? Claim Your ProfileRubi Rodriguez-lopez is a financial advisor with Charles Schwab & CO., Inc. Rubi has been working in the financial industry since 2022. Rubi is licensed in California and Arizona. Rubi has worked for TD Ameritrade, Inc. in Beverly Hills, CA and previously was with Frasco Investigative Services, Daniel Cheren and Associates, Macys (Clinique Beauty Counter), and University of California at Santa Barbara. Rubi has a Series 66, Series 7TO, and SIE license and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/27/2023 - Present
Charles Schwab & CO., Inc. (Beverly Hills CA)
CA
09/16/2022 - 12/31/2022
TD AMERITRADE, INC. (BEVERLY HILLS CA)
BOTH
Issued 11/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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