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Ruben Zapata

Fifth Third Securities, Inc.

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About Ruben Zapata

Ruben Zapata is a registered representative of Fifth Third Securities, Inc. Ruben has been in the securities industry for over 10 years and has a Series 6, 7 and 66. Ruben specializes in portfolio management for individuals and businesses, as well as financial planning. Ruben is registered with the states of Illinois, Indiana and Mississippi.

Firm Information

Ruben Zapata is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ruben Zapata’s Registration & Firm History

IL

03/09/2015 - Present

Fifth Third Securities, Inc. (CICERO IL)

IL

05/23/2008 - 09/16/2009

METLIFE SECURITIES INC. (ITASCA IL)

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Licenses & Designations

BOTH

Issued 03/09/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/22/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ruben Zapata. Review regulatory record here.
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