Unclaimed
Ruben Zapata is a registered representative with Fifth Third Securities, Inc. Ruben has been in the securities industry since June 19, 2008. Ruben is licensed to provide investment advice in Illinois, Indiana, and Mississippi. Ruben provides financial planning, portfolio management services, and selection of other advisors. Ruben specializes in providing investment advice to individuals and businesses. Ruben has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
03/09/2015 - Present
Fifth Third Securities, Inc. (CICERO IL)
IL
05/23/2008 - 09/16/2009
METLIFE SECURITIES INC. (ITASCA IL)
BOTH
Issued 3/9/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/6/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/3/2014
Series 7 - General Securities Representative Examination
BC
Issued 5/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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