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Ruben S Hernandez

Boreal Capital Management LLC

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About Ruben S Hernandez

Ruben Hernandez is a financial advisor who has been active in the industry since August 1994. Ruben is currently registered with Boreal Capital Management LLC. Ruben has held previous positions with BETA CAPITAL MANAGEMENT, L.P., STANDARD NEW YORK SECURITIES, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and MORGAN STANLEY & CO., INCORPORATED. Ruben has passed the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, Registered Options Principal Examination, Securities Trader Exam, Securities Industry Essentials Examination, Limited Representative-Equity Trader Exam, and the General Securities Representative Examination.

Firm Information

Ruben Hernandez is currently registered with Boreal Capital Management LLC. Boreal Capital Management LLC is an investment adviser headquartered in Miami, Florida. The firm manages approximately $1 billion to $10 billion in assets for individuals, corporations, and pooled investment vehicles. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles. Boreal Capital Management LLC is registered with the SEC under SEC number 801-57604.
Boreal Capital Management LLC

1450 BRICKELL AVENUE

MIAMI, FL 33131

$1.38B

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Ruben Hernandez’s Registration & Firm History

FL

01/30/2025 - Present

Boreal Capital Management LLC (MIAMI FL)

FL

04/06/2006 - 11/07/2012

BETA CAPITAL MANAGEMENT, L.P. (MIAMI FL)

NY

12/20/2001 - 04/05/2006

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NJ

10/24/2000 - 11/14/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

07/13/1994 - 10/30/2000

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/26/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2003

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruben S Hernandez.
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