Unclaimed
Ruben Hernandez is a financial advisor who has been active in the industry since August 1994. Ruben is currently registered with Boreal Capital Management LLC. Ruben has held previous positions with BETA CAPITAL MANAGEMENT, L.P., STANDARD NEW YORK SECURITIES, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and MORGAN STANLEY & CO., INCORPORATED. Ruben has passed the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, Registered Options Principal Examination, Securities Trader Exam, Securities Industry Essentials Examination, Limited Representative-Equity Trader Exam, and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/30/2025 - Present
Boreal Capital Management LLC (MIAMI FL)
FL
04/06/2006 - 11/07/2012
BETA CAPITAL MANAGEMENT, L.P. (MIAMI FL)
NY
12/20/2001 - 04/05/2006
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
NJ
10/24/2000 - 11/14/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/13/1994 - 10/30/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 04/26/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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