Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruben? Claim Your ProfileRuben Rivera is an investment advisor representative registered with Principal Securities, Inc. Ruben has been in the industry since October 29, 2014 and has experience working with a variety of clients, including individuals, corporations, and pension plans. Ruben has a Series 7 and Series 66 license, and has been registered with the state of California since August 27, 2024. Ruben has previous experience working with firms including Voya Financial Advisors, Inc., OneAmerica Securities, Inc., MissionSquare Investment Services, J.P. Morgan Securities LLC, Ameriprise Financial Services, Inc. and CUSO Financial Services, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
08/27/2024 - Present
Principal Securities, Inc. (Culver City CA)
CA
08/28/2023 - 05/31/2024
VOYA FINANCIAL ADVISORS, INC. (Culver City CA)
CA
06/28/2022 - 09/17/2023
ONEAMERICA SECURITIES, INC. (Newport Beach CA)
DC
06/01/2017 - 06/16/2022
MISSIONSQUARE INVESTMENT SERVICES (WASHINGTON DC)
CA
07/06/2016 - 05/18/2017
J.P. MORGAN SECURITIES LLC (CULVER CITY CA)
CA
01/22/2015 - 04/23/2015
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
05/03/2013 - 01/13/2015
CUSO FINANCIAL SERVICES, L.P. (HAWTHORN CA)
BOTH
Issued 07/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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